What can I expect?

This 6-hour course offers a comprehensive introduction to the Division’s role and the responsibilities brokers must uphold, from managing transactions, trust accounts, using approved forms, and maintaining accurate records to the technical requirements for maintaining your license and responding to audits and complaints. You’ll gain insight into regulatory expectations, procedures, and available resources. Please note that this course is not eligible for continuing education credit. Topics covered:

  • Regulatory Compliance Starters

  • Continuing Education

  • Continuing Education Audits

  • Licensing

  • Investigations

  • Enforcement

  • Separate Accounts & Accounting

  • Practice Standards

  • Standard Forms

  • Resources

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